Responsable Conformité Contrôle Permanent (F/H)

Company Description

Chez Teora, filiale à 100 % de Natixis Wealth Management (la Banque privée de Natixis), nous concevons et mettons en oeuvre des solutions d’assurance vie sur-mesure pour nos 3 clients :

> notre société mère - la banque privée Natixis Wealth Management –

> la clientèle Gestion privée et Banque privée des Banques populaires et des Caisses d’Epargne.

Filiale de NATIXIS, Teora fait partie du groupe BPCE, 2e acteur bancaire en France, qui lui offre solidité et sécurité. Elle compte 48 collaborateurs et gère près de 9 milliards d’euros.

Notre ambition : accompagner nos 3 clients précités en leur proposant les meilleures solutions en assurance vie/ capi et de sous-jacents en gestion financière dans les différentes classes d’actifs pour leur permettre de répondre aux enjeux patrimoniaux de leurs clients aisés et ainsi les fidéliser.

Notre état d’esprit : équipe agile, soudée et engagée, notre état d’esprit entrepreneurial est notre dénominateur commun et fait la différence. Chez Teora, nos talents et notre motivation sont nos premiers atouts : rejoignez-nous et vous donnerez du sens à votre projet professionnel.

Job Description

On a daily basis, your duties include:

• Develop the RCSA and TEORA Compliance Plan, validate commercial documents, answer questions from operational staff, as well as monitor LAB-FT-Sanction-Embargo-Corruption and Fraud missions, including analysis of FIOs and Tracfin declarations;
• Lead and structure 1st level controls, develop and execute 2nd level control plan with NWM Compliance, issue corrective actions, escalate results, as well as implementing the recommendations of regulators and internal audits;
• Carry out regulatory compliance reports and present them at quarterly meetings with General Management and NWM and Natixis compliance;
• Carry out and disseminate regulatory monitoring on life insurance and brokerage, formalise compliance procedures and support the Teora teams in understanding Compliance schemes;
• Analyze employee requests for gifts and invitations, make declarations in ODEON and provide training;
• Participate in digital projects in agile mode, and business projects.

You work in an international environment, within a community of experts that puts excellence, impact and collective action at the heart of everything it does.

#TransformativeFinance

This position is based in Paris with the ability to work from home.

As a top employer, we put our people first. Internal mobility, career development and training programs allow you to grow and thrive throughout your career.

You work in a hybrid, inclusive and collaborative environment.

You also have the opportunity to be involved in society and causes that are important to you through our corporate foundation.

About the recruitment process

You will be contacted by one of our recruiters before meeting with our business experts (manager, team member or business line).

Required Skills/Qualifications/Experience